Human Resource Capability - Survey Instructions, Checklist and FAQs
Resource information
Related resources
- Data definitions and codes (HRC 2012) 192 KB PDF
- Part 2 Organisation Data Form HRC 2012 374 KB DOC
- Part 1 Employee Data Template HRC 2012 150 KB XLS
The Human Resource Capability (HRC) survey provides information about the Public Service workforce. The survey provides information on staff numbers, rates of pay and employment benefits, recruitment and retention rates, diversity and leave. Part of the survey is used to monitor the number of positions within the cap on core government administration.
This information below is provided to assist respondents with completing the HRC survey.
Due Date
The survey is due on 13 July 2012
Survey Structure
The HRC survey has two parts.
Part One: Employee Data
The first part of the survey is an excel file of employee data which covers all current employees at the survey date plus all employees who have left the organisation during the previous year. Part one contains 20 variables.
Use the excel template as a starting point for your employee data. The first tab of the template is a blank spreadsheet with the twenty variables headings to paste your data into. The template also contains three tabs with lists of HRC codes to help you get the coding right.
Part Two: Organisation Data
The second part collects organisational level HR information. Use the word form to enter data for your organisation. If you are unsure about how to calculate any of the information please refer to the data definitions or contact the HRC team. The FTE numbers, vacancies, and staff forecasts from this form are used to report on staff numbers within the cap on core government administration.
Data Definitions and Codes
A set of data definitions and codes are provided. This will help you to fill in both employee data, and the organisational level HR data. You need to use these definitions and codes when completing the survey.
Sending your completed survey data to SSC
Once completed, please send the two parts of the survey to: hrcsurvey@ssc.govt.nz.
If you are not comfortable emailing your file you can deliver the information on a CD or data stick to the SSC. Please contact us to arrange a suitable time.
Help with completing the survey
We are happy to provide training for anyone who has not completed the survey before or would like a refresher. If you need assistance with completing the survey please contact the HRC team prior to the due date.
Contact Details
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Martin Peak |
(04) 495 6627 |
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Andy Smith |
(04) 495 6631 |
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Amit Dutta |
(04) 495 6780 |
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Malcolm Macaskill |
(04) 495 6632 |
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Vicky Douglas |
(04) 495 6757 |
Survey Process

Employee Level Information – Check List
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The file contains no duplicate record IDs
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Gender is provided for all employees
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Ethnicity has been provided with up to 3 codes per employee using valid codes from the Statistics NZ standard ethnicity classification and ethnicities have been provided in the form of a 5 digit code.
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All records have a valid occupation code from the ANZSCO classification.
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The unknown occupation code ‘999999’ has not been used.
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Job title is provided for all records
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Acronyms are not included in the business unit variables
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Status has been provided for all employees using the HRC codes
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The number of current FTE employees (status 1) plus FTE employees seconded out (status 3) matches the FTE figure provided in the organisation data.
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All employees with status 6 (terminated) have a valid end date and a termination reason.
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Salary for part-time employees is provided on a full-time equivalent basis
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FTE is greater than 0.01 and less and or equal to 1
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Permanent employees are coded as ‘2’ and fixed term employees are coded as ‘1’
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All records have a valid start date
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Employees where termination reason is 30 (end of fixed term contract) are recorded as fixed term employees
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Management tier is provided for Tier 2 and 3 managers
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All 20 variables contain data (the only fields that may contain no information are Ethnicity 2, Ethnicity 3, Business Unit 2, and Business Unit 3)
FAQs
What is the Human Resource Capability survey?
The Human Resource Capability (HRC) survey is a collection of anonymous human resource data on each staff member.
The HRC survey goals are to:
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enable the SSC to provide sound advice on capability risks and trends to the Minister of State Services and public sector organisations
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report on human resource-related trends across the Public Service
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produce customised reports to allow organisations to compare human resource-related measures against the Public Service workforce
Which employees do I include in the employee file?
Include these employees
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current employees as at 30 June - open term and fixed term (i.e. permanent and temporary but not casuals – see exclusions below)
We define an employee as:
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an individual who has (or had) an employment contract / agreement of service with the chief executive of the organisation, and
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someone to whom the usual conditions relating to being an employee apply (e.g. organisation can specify hours of work, place of work, supervision arrangements)
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All employees who left the organisation over the previous 12 months (1 July to 30 June)
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All employees on Leave Without Pay or Parental Leave
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All employees seconded to or from another organisation.
Exclude these people
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Casual employees (those employed on an "as and when required" basis, with no set hours of work and who have no ongoing expectation of employment).
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Contractors - those providing a contract for service
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Chief executives who have an employment agreement with the State Services Commissioner. Non-Public Service departments, Crown entities, SSC, Crown Law, and GCSB should include their Chief Executive on the employee file.
Which organisations are covered by the survey?
All Public Service departments must provide annual data to the HRC survey. The mandate for the survey has been established through Cabinet Minutes from 1994 to 1998 (available on request). The survey is also consistent with the State Services Commission’s role under the State Sector Act.
All agencies within the cap on core government administration are required to report their FTE numbers and vacancies every six months. Following the December 2009 capping report back, Cabinet noted that the Human Resource Capability survey as at 30 June will be the primary means of monitoring staffing levels within the cap on the size of core government administration and staffing forecasts.
The six non-Public Service departments also participate in the survey. From December 2011, organisations outside the core Public Service will be encouraged to participate in the survey.
How is the information of individual employees managed?
The survey is covered by a set of protocols called Access, Security and Reporting Protocols for the Human Resource Capability Survey. The document is available on the SSC website.
I’ve never completed the survey before, where do I start?
The first step is to get the data required for the HRC survey out of your payroll/HRIS.
The processes used to get data out of a payroll/HRIS will be unique to each organisation.
The HRC team is available to assist with any questions you may have while you compile the information. Please contact us prior to the survey due date so we can assist you with the preparation of your survey return.
Do I have to use the HRC codes?
Yes. The HRC data should be provided using the HRC codes listed the HRC file specification. Because of the range of payroll systems it is likely that some of the codes in your HRIS will differ from those in the HRC file specification. Before submitting you survey return you will need to translate your data into the HRC codes.
When is the survey due?
Friday 13 July 2012
Where do I send my completed survey?
The two parts of the HRC survey (employee and organisation data) should be sent to the HRC survey mail box: hrcsurvey@ssc.govt.nz.
We use different definitions; can we provide data using our own definitions?
No, the information needs to be provided on a standard basis to allow for reliable comparisons and benchmarking.
For many of the fields collected in the organisation information there is a wide range of definitions in use. All Public Service departments were given the opportunity to contribute to the development of the current definitions. The definitions reflect the most common practise, however, it is not possible to have a set of definitions that are consistent with every organisations internal reporting rules.
If you have concerns about the definitions, we are always interested in your suggestions for improvements. The team considers the survey content and definitions during the review of the survey following each collection.
How are communications employees counted?
Along with FTEs and vacancies, we report on the number of communication staff in the Public Service. The ANZSCO classification is used to identify communications staff in your organisation. Employees coded to Advertising Managers, Public Relations Managers, Public Relations Professionals, Sales and Marketing Managers, Market Research Analysts, and Marketing Specialists will be counted as communications staff. Please ensure the communications employees in your department are correctly coded.